SEC.gov | HOME
WEBThe SEC enforces the securities laws to protect the more than 66 million American households that have turned to the securities markets to invest in their futures—whether it’s starting a family, sending kids to college, saving for retirement or …
SEC.gov | About the SEC
WEBNov 22, 2016 · About the SEC. The federal securities laws empower the Securities and Exchange Commission (SEC) with broad authority over all aspects of the securities industry. The SEC’s mission is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation.
SEC.gov | Mission
WEBDec 29, 2023 · Mission. At the Securities and Exchange Commission (SEC), we work together to make a positive impact on the U.S. economy, our capital markets, and people’s lives. Since our founding in 1934 at the height of the Great Depression, we have stayed true to our mission of protecting investors, maintaining fair, orderly, and efficient markets, and ...
SEC.gov | About the SEC
WEBApr 6, 2023 · About the SEC. Our Goals. Our Approach. PDF Version. The SEC is an independent federal agency, established pursuant to the Securities Exchange Act of 1934, headed by a five-member Commission. The Commissioners are appointed by the President and confirmed by the Senate.
U.S. Securities and Exchange Commission - Wikipedia
WEBThe U.S. Securities and Exchange Commission (SEC) is an independent agency of the United States federal government, created in the aftermath of the Wall Street Crash of 1929. The primary purpose of the SEC is to enforce the law against market manipulation.: 2
SEC.gov | EDGAR—Search and Access
WEBFeb 27, 2024 · You can search information collected by the SEC using a variety of search tools. EDGAR full text search New versatile tool lets you search for keywords and phrases in over 20 years of EDGAR filings, and filter by date, company, person, filing category, or …
SEC.gov | Press Releases
WEBJul 28, 2011 · Headline: SEC Charges Hex Founder Richard Heart with Misappropriating Millions of Dollars of Investor Funds from Unregistered Crypto Asset Securities Offerings that Raised more than $1 Billion: Release No.: 2023-143 Published date grouping: July 2023 Date: July 27, 2023
SEC.gov | Newsroom
WEBApr 12, 2024 · Latest Press Releases. Subscribe. SEC Small Business Advisory Committee to Discuss Regulation Crowdfunding and the State of Angel Investing. April 25, 2024. SEC Staff Publishes New Registered Fund Statistics Report. April 24, 2024. SEC’s Division of Investment Management to Host Second Annual Conference on Emerging Trends in …
Securities and Exchange Commission (SEC) Defined, How It Works
WEBApr 16, 2024 · The U.S. Securities and Exchange Commission (SEC) is an independent federal government regulatory agency responsible for protecting investors, maintaining fair and...
The Role of the SEC | Investor.gov
WEBThe U. S. Securities and Exchange Commission (SEC) has a three-part mission: Protect investors. Maintain fair, orderly, and efficient markets. Facilitate capital formation. Congress Created the SEC. When the stock market crashed in October 1929, so did public confidence in the U.S. markets.
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