The Securities and Exchange Commission today announced settled charges against nine registered investment advisers for ...

The U.S. Securities and Exchange Commission settled charges with six credit rating companies, including Moody's (NYSE:MCO) ...

This monthly bulletin is designed to help companies identify important legal developments governing the use and acceptance of ...

FirstEnergy settled a Securities and Exchange Commission investigation and will pay a $100 million civil penalty. The agency ...

Ohio-based FirstEnergy said it will pay $100 million to resolve SEC charges over a scheme in which it was accused of paying ...

Six credit rating agencies agreed to pay combined civil penalties of more than $49 million to settle Securities and Exchange Commission charges over failure to maintain ... according to a Sept. 3 SEC ...