The SEC charged five entities and three individuals involved in two "relationship investment" scams linked to fraudulent ...

The SEC alleges Kubient's two former execs and former audit committee chair artificially inflated the company's revenue and ...

Renato Mariotti, a partner at Paul Hastings’s investigations and white-collar defense practice in the Am Law 50 firm’s Chicago office, is not involved in the SEC’s three-count fraud lawsuit ...

The advisory and accounting firm agreed to pay $745,000 to the SEC to resolve negligence-based fraud charges over its past ...

Prager Metis, a former auditor for now-defunct cryptocurrency trading platform FTX ( FTT-USD ), has agreed to pay $1.95M to ...

SEC Chair Gary Gensler has stepped up enforcement since 2021, targeting investor fraud, cyber-related misconduct and misleading financial reporting.

Prager Metis settled with the Securities and Exchange Commission over charges of misconduct related to audits of FTX.

Quick Take: The SEC announced that it had settled charges against a registered investment adviser (Adviser) for failing to establish, maintain, and enforce written policies and procedures ...

The US Securities and Exchange Commission (SEC) has fined Keurig Dr Pepper (KDP) $1.5m for “inaccurate” recyclability claims regarding its K-Cup beverage pods. In its annual reports for 2019 and 2020, ...

The electric utility company previously disclosed that it took a $100 million second-quarter reserve in anticipation of the ...