The SEC charged five entities and three individuals involved in two "relationship investment" scams linked to fraudulent ...

The SEC alleges Kubient's two former execs and former audit committee chair artificially inflated the company's revenue and ...

The SEC has announced settled charges against Zymergen, which, prior to its recent bankruptcy and ultimate liquidation, was a ...

The U.S. Securities and Exchange Commission said on Wednesday it settled charges against decentralized finance platform Rari Capital and its founders over misleading investors and acting as ...

Renato Mariotti, a partner at Paul Hastings’s investigations and white-collar defense practice in the Am Law 50 firm’s Chicago office, is not involved in the SEC’s three-count fraud lawsuit ...

The advisory and accounting firm agreed to pay $745,000 to the SEC to resolve negligence-based fraud charges over its past ...

Prager Metis settled with the Securities and Exchange Commission over charges of misconduct related to audits of FTX.

Prager Metis, a former auditor for now-defunct cryptocurrency trading platform FTX ( FTT-USD ), has agreed to pay $1.95M to ...

The SEC also accuses Jones of misleading FirstEnergy's auditor by not disclosing those payments. Meanwhile, Jones is facing criminal charges of bribery, telecommunications fraud, money laundering ...

The US Securities and Exchange Commission (SEC) has fined Keurig Dr Pepper (KDP) $1.5m for “inaccurate” recyclability claims regarding its K-Cup beverage pods. In its annual reports for 2019 and 2020, ...