The SEC charged five entities and three individuals involved in two "relationship investment" scams linked to fraudulent ...

The SEC alleges Kubient's two former execs and former audit committee chair artificially inflated the company's revenue and ...

The US Securities and Exchange Commission (SEC) has fined Keurig Dr Pepper (KDP) $1.5m for “inaccurate” recyclability claims regarding its K-Cup beverage pods. In its annual reports for 2019 and 2020, ...

Renato Mariotti, a partner at Paul Hastings’s investigations and white-collar defense practice in the Am Law 50 firm’s Chicago office, is not involved in the SEC’s three-count fraud lawsuit ...

Keurig Dr Pepper Inc. will pay $1.5 million to settle charges that it made inaccurate ... However, according to the SEC, Keurig failed to disclose that two of the country's biggest recycling ...

Former executives of Medly, an online pharmacy that is now shuttered, have been charged by the Securities and Exchange Commission (SEC) with defrauding investors. Former CEO Marg Patel, former Chief ...

The Securities and Exchange Commission today announced fraud charges against Nicholas Bowerman, a former finance director at Circor International. The SEC alleges that Bowerman manipulated Circor's ...

The SEC said that under the settlements, companies Acadia Healthcare, a.k.a. Brands Holding, AppFolio, IDEX, LSB Industries, Smart for Life, and TransUnion agreed to pay individual civil penalties ...

Quick Take: The SEC announced that it had settled charges against a registered investment adviser (Adviser) for failing to establish, maintain, and enforce written policies and procedures ...

With regard to the SEC charges, Marren writes, “We are pleased to have reached an agreement that fully resolves this matter.” Update September 13th: This post has been updated with a response ...

Six credit rating agencies agreed to pay combined civil penalties of more than $49 million to settle Securities and Exchange Commission charges over failure to maintain ... according to a Sept. 3 SEC ...