Ohio-based FirstEnergy said it will pay $100 million to resolve SEC charges over a scheme in which it was accused of paying ...
Renato Mariotti, a partner at Paul Hastings’s investigations and white-collar defense practice in the Am Law 50 firm’s Chicago office, is not involved in the SEC’s three-count fraud lawsuit ...
The SEC said that under the settlements, companies Acadia Healthcare, a.k.a. Brands Holding, AppFolio, IDEX, LSB Industries, Smart for Life, and TransUnion agreed to pay individual civil penalties ...
Quick Take: The SEC announced that it had settled charges against a registered investment adviser (Adviser) for failing to establish, maintain, and enforce written policies and procedures ...
An insider-trading scandal involving information stolen from U.S. law firm Covington & Burling about Merck & Co's $1.85 ...
Seven companies settled with the Securities and Exchange Commission over charges that they violated ... companies totaled more than $3 million, the SEC said Monday. Among other actions, the ...
The SEC also accuses Jones of misleading FirstEnergy's auditor by not disclosing those payments. Meanwhile, Jones is facing criminal charges of bribery, telecommunications fraud, money laundering ...
The US Securities and Exchange Commission (SEC) has fined Keurig Dr Pepper (KDP) $1.5m for “inaccurate” recyclability claims regarding its K-Cup beverage pods. In its annual reports for 2019 and 2020, ...
With regard to the SEC charges, Marren writes, “We are pleased to have reached an agreement that fully resolves this matter.” Update September 13th: This post has been updated with a response ...
The electric utility company previously disclosed that it took a $100 million second-quarter reserve in anticipation of the ...
FirstEnergy settled a Securities and Exchange Commission investigation and will pay a $100 million civil penalty. The agency said the electric utility company participated in a “multi-year ...