Quick Take: The SEC announced that it had settled charges against a registered investment adviser (Adviser) for failing to establish, maintain, and enforce written policies and procedures ...

The SEC said that under the settlements, companies Acadia Healthcare, a.k.a. Brands Holding, AppFolio, IDEX, LSB Industries, Smart for Life, and TransUnion agreed to pay individual civil penalties ...

Ohio-based FirstEnergy said it will pay $100 million to resolve SEC charges over a scheme in which it was accused of paying ...

Six credit rating agencies have admitted to wrongdoing and agreed to pay penalties totalling more than $49 million to settle US Securities and Exchange Commission charges. The SEC said the charges ...

The Securities and Exchange Commission today announced fraud charges against Nicholas Bowerman, a former finance director at Circor International. The SEC alleges that Bowerman manipulated Circor's ...

Six credit rating agencies agreed to pay combined civil penalties of more than $49 million to settle Securities and Exchange Commission charges over failure to maintain ... according to a Sept. 3 SEC ...

The Securities and Exchange Commission says that Keurig Dr. Pepper Inc. will pay $1.5 million to settle charges that it made ... the pods for recycling. The SEC said Tuesday that Keurig agreed ...

The electric utility company previously disclosed that it took a $100 million second-quarter reserve in anticipation of the ...

Keurig Dr Pepper Inc. will pay $1.5 million to settle charges that it made inaccurate ... However, according to the SEC, Keurig failed to disclose that two of the country's biggest recycling ...

The Securities and Exchange Commission says that Keurig Dr. Pepper Inc. will pay $1.5 million to settle charges that it made ... the pods for recycling. The SEC said Tuesday that Keurig agreed ...