The troubled EV startup, its founder, and the founder's nephew are all in the financial regulator's crosshairs.

Medallion Financial must pay a multimillion civil money penalty as part of a settlement it has reached with the Securities and Exchange Commission, which accused the New York-based company of engaging ...

SEC Charges Unicoin, Top Executives With $100M ‘Massive Securities Fraud’ Unicoin’s CEO announced last month that he’d rejected the SEC’s offer to negotiate a settlement.

The U.S. Securities and Exchange Commission on Thursday settled charges against hedge fund Two Sigma over failure to address known vulnerabilities in its investment models, the regulatory agency said.

Entergy Corporation, a Louisiana-based utility company, paid the SEC $12 million to settle charges of internal accounting controls violations.

The SEC charged four major companies for misleading disclosures about cybersecurity risks and breaches, including SolarWinds attack. Companies will pay fines and improve cybersecurity practices.

The SEC has charged four companies—Unisys Corp, Avaya Holdings, Check Point Software, and Mimecast—for allegedly misleading investors about the impact of their breaches during the massive 2020 ...

The Securities and Exchange Commission (SEC) has charged four current and former public technology companies with making materially misleading disclosures regarding cybersecurity risks and intrusions ...

The Securities and Exchange Commission announced fraud charges Tuesday against Baba Nadimpalli, co-founder and former CEO of SKAEL Inc., a San Francisco-based private technology company that developed ...

The SEC settled charges against TrueCoin and TrustToken for unregistered and fraudulent investment contracts involving the TrueUSD stablecoin, saying the firms falsely marketed TUSD.

The U.S. Securities and Exchange Commission (SEC) has initiated a lawsuit against the cryptocurrency company NovaTech, alongside its founders, a married couple, alleging fraudulent activities that ...

As discussed in this press release, the SEC has announced Orders settling charges against Ideanomics, Inc., its current CEO and former CFO, as well as its former Chair and CEO, for alleged ...