US SEC says JPMorgan Chase settles 5 enforcement cases

The Securities and Exchange Commission says that it has reached a settlement with industrial conglomerate Esmark and ...
This settlement, announced on September 24, comes after the companies opted not to have the case heard by a judge. The ...
Advisory firm WisdomTree Asset Management Inc. agreed to pay $4 million to settle US Securities and Exchange Commission ...
Walmart reached a proposed settlement agreement about its distribution of prescribed opioids on Friday according to Security and Exchange Commission (SEC) filings. This settlement includes three ...
In September 2023, YieldStreet and the Securities and Exchange Commission reached a settlement of $1.9 million, with the company facing SEC allegations of failing to disclose critical ...
The settlement doesn’t include any admission of liability and is subject to court approval, the retailer said in a Securities and Exchange Commission filing Friday.
The city and the SEC have reached a settlement. It does not require that the city pay fines or call for a financial monitor. The school district’s former finance director settled in 2022 for a $ ...
The settlement resolves the SEC's charges that the company violated the Foreign Corrupt Practices Act (FCPA) due to bribes paid by its wholly owned Indian subsidiary, Moog Motion Controls Private ...