The SEC and a trading firm the agency accused of misleading investors about its “AI-driven” trading platform have settled ...

The policy, enacted by the federal securities markets regulator in 1972, prohibits individuals and companies settling with ...

The U.S. Securities and Exchange Commission (SEC) has charged 12 firms for failing to retain employees' electronic conversations, the latest repercussions of the so-called WhatsApp investigations.

FirstEnergy (NYSE:FE) said Thursday it reached a settlement agreement with the Securities and Exchange Commission for a $100M civil penalty to resolve the U.S. government's investigation into the ...

Online brokerage eToro just agreed to pay $1.5 million in a lawsuit with the Securities and Exchange Commission that could affect how people trade crypto in the future. The SEC alleged that eToro ...

FirstEnergy has reached a $100 million settlement agreement with the U.S. Securities and Exchange Commission to resolve the commission's investigation into the House Bill 6 scandal. In July ...

TrustToken operated a "so-called lending protocol," TrueFi, the SEC said. The entities in Tuesday's settlement are accused of engaging in unregistered offers and sales of securities involving TUSD ...

The court must approve the new settlement terms, which UFC declared in a Securities and Exchange Commission filing. “We have reached a revised agreement with Plaintiffs to settle the Le case ...

(First Alert 4) - Mizzou has reached a settlement with former athletic director ... building a top athletic program in the SEC and capitalizing on the momentum our Tigers are achieving.